Angelica C Lara

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → 10/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 10/2023 → Present
  Morgan Stanley Smith Barney Llc
  Newport Beach, CA

Previous Registrations

• 2008-07-15 → 2023-10-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 2007-03-29 → 2008-07-02
  Citigroup Global Markets Inc.
  Irvine, CA

Other Businesses

*693350- California Department of Social Services; Investment related: No; Norwalk, California; Other; Employee (proprietor, partner, officer, director, employee, trustee, agent); 05/2026; During business hours: 40.42; After business hours: 0; Other – Morning and evening day to day care for my special needs son (ie: dressing, hygiene, toileting)

Exams

• S66 Uniform Combined State Law Examination
  2007-03-26

Other Names

• Angelica Lara