Best Investors
Account
Sign in
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-24 |
Branch Locations
3221 Collinsworth Street, Forth Worth, TX 76107 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gus Bates Insurance & Investments, A Division Of Hub Intl | Fort Worth | TX | 09/2019 | 02/2021 |
| My Benefits, Llc | Atlanta | GA | 05/2013 | 09/2019 |
| Hub International Investment Services, Inc. | Fort Worth | TX | 01/2021 | 02/2021 |
| Lpl Financial, Llc | Fort Worth | TX | 02/2021 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 06/2021 | Present |
1. 10/01/2020 - HUB INTERNATIONAL INVESTMENTS SERVICES/ ACCOMMODATION BROKER/DEALER/ INVESTMENT RELATED/ 0%/ FORT WORTH, TX 2. 07/01/2020 - HUB INTERNATIONAL/ OUTSIDE/W-2 EMPLOYMENT/ INVESTMENT RELATED/ 100%/ FORT WORTH, TX 3. 3/24/2021 - Hub Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/19/2021 - 160 Hours Per Month During Securities Trading. 4. 3/24/2021 - HUB International - DBA: Hub Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/01/2020 - 160 Hours Per Month During Securities Trading. 5. 8/17/2021 - HUB International Texas, Inc. - DBA: HUB International Texas - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/26/2021 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-23 |
Reach out to this advisor