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Michael Roy Chase

Mariner

San Antonio, TX

Austin, TX

CRD 7190024

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Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-10-31
  • TX RA
    APPROVED
    Since 2019-10-31

Branch Locations

227 N. Loop 1604 E. Suite 150, San Antonio, TX 78232 • United States

1114 Lost Creek Blvd. Suite 260, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors Oakbrook Terrace IL 08/2016 09/2019
Mariner Wealth Advisors Austin TX 10/2019 Present
  • 08/2016 → 09/2019
    Mariner Wealth Advisors
    Oakbrook Terrace, IL
  • 10/2019 → Present
    Mariner Wealth Advisors
    Austin, TX
Other Businesses

Non-variable Insurance - Providing different insurance services to clients.

Designations
  • Certified Financial Planner

View on SEC IAPD

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