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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Lexington | KY | 10/2019 | 08/2020 |
| Anew 401K Tpa, Llc | Louisville | KY | 10/2016 | 10/2019 |
| United States Army Reserve | Ft. Thomas | KY | 01/2015 | 08/2020 |
| University Of Kentucky | Lexington | KY | 08/2016 | 12/2017 |
| Shop Local Kentucky, Llc | Lexington | KY | 10/2015 | 12/2016 |
| Fidelity Investments | Westlake | TX | 08/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-03 |
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