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Janet Guadalupe Arroyo

Charles Schwab & Co., Inc.

Carmel, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-22
  • CA RA
    APPROVED
    Since 2026-05-22

Branch Locations

100 Clock Tower Place Suite100, Carmel, CA 93923-8771 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salinas CA 10/2019 02/2022
Bank Of America, N.A. Salinas CA 10/2019 01/2021
Bernardus Lodge And Spa Carmel Valley CA 07/2015 10/2019
Fidelity Investments Marina CA 03/2022 07/2024
Charles Schwab & Co., Inc. Carmel CA 07/2024 Present
Charles Schwab Bank, Ssb Carmel CA 07/2024 Present
  • 10/2019 → 02/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Salinas, CA
  • 10/2019 → 01/2021
    Bank Of America, N.A.
    Salinas, CA
  • 07/2015 → 10/2019
    Bernardus Lodge And Spa
    Carmel Valley, CA
  • 03/2022 → 07/2024
    Fidelity Investments
    Marina, CA
  • 07/2024 → Present
    Charles Schwab & Co., Inc.
    Carmel, CA
  • 07/2024 → Present
    Charles Schwab Bank, Ssb
    Carmel, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-21
S63 Uniform Securities Agent State Law Examination 2022-05-16
  • S66 Uniform Combined State Law Examination
    2026-05-21
  • S63 Uniform Securities Agent State Law Examination
    2022-05-16
Other Names
  • Janet Arroyo
  • Janet G Arroyo

View on SEC IAPD

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