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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-08
NC RA APPROVED 2021-02-25
SC RA APPROVED 2021-02-11
  • TX RA
    APPROVED
    Since 2021-03-08
  • NC RA
    APPROVED
    Since 2021-02-25
  • SC RA
    APPROVED
    Since 2021-02-11

Branch Locations

3005 N Main St, Anderson, SC 29621 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Anderson SC 10/2019 Present
Bank Of America, N.A. Anderson SC 10/2019 Present
Comporium Greenville SC 06/2018 10/2019
Verizon Wireless Pickens SC 05/2017 06/2018
Sts Foundation Greenville SC 12/2016 04/2017
Navitas At Florida Atlantic University Boca Raton FL 11/2015 12/2016
  • 10/2019 → Present
    Anderson, SC
  • 10/2019 → Present
    Bank Of America, N.A.
    Anderson, SC
  • 06/2018 → 10/2019
    Comporium
    Greenville, SC
  • 05/2017 → 06/2018
    Verizon Wireless
    Pickens, SC
  • 12/2016 → 04/2017
    Sts Foundation
    Greenville, SC
  • 11/2015 → 12/2016
    Navitas At Florida Atlantic University
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-10
  • S66 Uniform Combined State Law Examination
    2021-02-10

View on SEC IAPD

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