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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-04
WA RA APPROVED 2021-03-02
  • TX RA
    APPROVED
    Since 2021-05-04
  • WA RA
    APPROVED
    Since 2021-03-02

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kent WA 10/2019 Present
Bank Of America, N.A. Kent WA 10/2019 Present
Unemployed Kent WA 08/2019 10/2019
Best Buy Tukwila WA 04/2014 08/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-27
  • S66 Uniform Combined State Law Examination
    2021-02-27

View on SEC IAPD

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