Hir Patel

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 07/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Enfield, CT
• 10/2019 → 07/2021
  Bank Of America Na
  Enfield, CT
• 09/2019 → 09/2019
  Unemployed
  Ludlow, MA
• 05/2019 → 08/2019
  Madison Square Realty Management Inc
  Springfield, MA
• 09/2015 → 05/2019
  Rowan University
  Glassboro, NJ
• 07/2021 → 12/2021
  Charles Schwab & Co., Inc
  Westlake, TX
• 07/2021 → 12/2021
  Schwab Private Client Investment Advisory
  Westlake, TX
• 12/2021 → Present
  Jpmorgan Chase Bank Na
  Greenwich, CT
• 12/2021 → Present
  Jpmorgan Securities Llc
  Greenwich, CT

Previous Registrations

• 2021-09-08 → 2021-12-23
  Schwab Wealth Advisory, Inc.
  Westlake, TX
• 2021-01-12 → 2021-07-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Enfield, CT
  New Haven, CT
  New York, NY
  Enfield, CT
  Enfield, CT

Exams

• S66 Uniform Combined State Law Examination
  2021-01-11

Other Names

• Hir D Patel
• Hir Patel