Adam Neal Thomas

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 03/2021
  Edward Jones
  St Louis, MO
• 07/2018 → 11/2019
  Maki Fresh Llc
  Huntsville, AL
• 07/2012 → 06/2018
  Zoes Kitchen Llc
  Huntsville, AL
• 06/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2020-01-07 → 2021-03-08
  Edward Jones
  Huntsville, AL
  Huntsville, AL
  St Louis, MO
  Huntsville, AL

Other Businesses

1) RENTAL PROPERTY, 537 W MOSSYLEAF DR, SW, HUNTSVILLE, AL, RENTAL PROPERTY OWNER, 04/01/19, NIR, 3 HR/MO- 0/TRADING HR. 2) ADAM THOMAS, 361 RESEARCH STATION BLVD NW, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/01/20, INV REL, 10 HR/MO- 3/TRADING HR. 3) ARMY AVIATION AND MISSILE COMMAND, 5300 MARTIN RD, REDSTONE ARSENAL, AL, MILITARY PROGRAM ANALYST, 40 HR/WK- 5/TRADING HR. 4)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 06/01/21-ADMINISTRATIVE IAR OF CIRA. OBA REPORT SUBMITTED ON FINANCIAL PROFESSIONAL'S BEHALF, BY CIR HOME OFFICE. TIME SPENT IS ESTIMATED.

Exams

• S66 Uniform Combined State Law Examination
  2020-01-06