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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-30
  • TX RA
    APPROVED
    Since 2024-10-30

Branch Locations

5100 Belt Line Rd. Suite 852, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Dallas TX 10/2019 Present
Maria Cuca's Mexican Cuisine Keller TX 05/2017 10/2019
Kinney's Muffler Shop Watauga TX 05/2016 05/2017
University Of North Texas Denton TX 01/2018 05/2019
Tarrant County College Lake Worth TX 08/2016 12/2017
Charles Schwab Bank, Ssb Dallas TX 12/2024 Present
  • 10/2019 → Present
    Dallas, TX
  • 05/2017 → 10/2019
    Maria Cuca's Mexican Cuisine
    Keller, TX
  • 05/2016 → 05/2017
    Kinney's Muffler Shop
    Watauga, TX
  • 01/2018 → 05/2019
    University Of North Texas
    Denton, TX
  • 08/2016 → 12/2017
    Tarrant County College
    Lake Worth, TX
  • 12/2024 → Present
    Charles Schwab Bank, Ssb
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-29
S63 Uniform Securities Agent State Law Examination 2020-08-14
  • S66 Uniform Combined State Law Examination
    2024-10-29
  • S63 Uniform Securities Agent State Law Examination
    2020-08-14

View on SEC IAPD

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