Hadi Hachem

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 11/2016
  Citigroup
  Hauppauge, NY
• 02/2005 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hicksville, NY
• 02/2005 → Present
  Bank Of America, N.A.
  Hicksville, NY

Previous Registrations

• 2014-10-02 → 2014-12-31
  Citigroup Global Markets Inc.
  Hauppauge, NY
• 2012-10-01 → 2013-08-26
  J.P. Morgan Securities Llc
  Smithtown, NY
• 2010-06-04 → 2012-10-01
  Chase Investment Services Corp.
  Farmingville, NY
  Melville, NY
  Melville, NY
  Smithtown, NY
• 2009-10-01 → 2010-03-02
  Hsbc Securities (Usa) Inc.
  Port Jefferson, NY
• 2004-11-09 → 2005-02-03
  Citicorp Investment Services
  Selden, NY

Exams

• S66 Uniform Combined State Law Examination
  2021-06-26
• S65 Uniform Investment Adviser Law Examination
  1999-12-02
• S63 Uniform Securities Agent State Law Examination
  1999-02-13

Other Names

• Hadi H Hachem