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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-07-22
TX RA APPROVED 2023-02-08
NJ RA APPROVED 2022-12-02
  • PA RA
    APPROVED
    Since 2024-07-22
  • TX RA
    APPROVED
    Since 2023-02-08
  • NJ RA
    APPROVED
    Since 2022-12-02

Branch Locations

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Mount Laurel NJ 01/2021 10/2022
Merrill Lynch Mount Laurel NJ 10/2019 03/2020
Doordash Salem NJ 06/2019 09/2019
Canals Liquor Pennsauken NJ 01/2018 04/2018
Unemployed Student Salem NJ 03/2020 09/2020
Full Time Student Salem NJ 10/2011 12/2017
Unemployed, Full & Part Time Student Salem NJ 05/2018 05/2019
Yasmeena Corporation/ Palace Of Asia Lawrenceville NJ 03/2020 12/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Laurel NJ 11/2022 Present
Livenation Camden NJ 07/2019 08/2019
Rutgers University Camden NJ 08/2017 05/2021
Bank Of America, N.A. Mount Laurel NJ 12/2022 Present
  • 01/2021 → 10/2022
    Ubs
    Mount Laurel, NJ
  • 10/2019 → 03/2020
    Merrill Lynch
    Mount Laurel, NJ
  • 06/2019 → 09/2019
    Doordash
    Salem, NJ
  • 01/2018 → 04/2018
    Canals Liquor
    Pennsauken, NJ
  • 03/2020 → 09/2020
    Unemployed Student
    Salem, NJ
  • 10/2011 → 12/2017
    Full Time Student
    Salem, NJ
  • 05/2018 → 05/2019
    Unemployed, Full & Part Time Student
    Salem, NJ
  • 03/2020 → 12/2020
    Yasmeena Corporation/ Palace Of Asia
    Lawrenceville, NJ
  • 11/2022 → Present
    Mount Laurel, NJ
  • 07/2019 → 08/2019
    Livenation
    Camden, NJ
  • 08/2017 → 05/2021
    Rutgers University
    Camden, NJ
  • 12/2022 → Present
    Bank Of America, N.A.
    Mount Laurel, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2021-12-17
Other Names
  • Randy Sinnott

View on SEC IAPD

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