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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-14 |
| IA | RA | APPROVED | 2023-10-23 |
Branch Locations
4550 E 53Rd St, Davenport, IA 52807 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Davenport | IA | 10/2019 | Present |
| Hemispheres Bistro | Bettendorf | IA | 03/2016 | Present |
I*136340 Entity Type: For-Profit Organization Name of outside business organization: Uber Technologies, Inc Investment related: No Address of business: San Francisco, California 94103 Position, title, association: Driver, Start date of relationship: 3/31/2021 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Being a driver for Uber in the quad cities-Name of the other business: I*1931272 Entity Type: For Profit Name of OBA: Plus Saporis Address: Bettendorf, Iowa, 52722 Investment Related: No Position, Title, Association: Employee Employee Start Date: 07/29/2024 No Hours: 40 hrs mthly No Hours during trading: 0 Duties: Restaurant serving lunch and dinner. I gave the availability to serve, bartend, or manager. Managing would require the larger amount of responsibilities. It would be managing a shift with 5 employees front of house and 5 in the back of house.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-20 |
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