Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-08-05
TX RA APPROVED 2014-08-01
  • CA RA
    APPROVED
    Since 2014-08-05
  • TX RA
    APPROVED
    Since 2014-08-01

Branch Locations

3001 Douglas Blvd, Roseville, CA 95661 • United States

Roseville , CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Roseville CA 08/2014 Present
Previous Registrations
Other Businesses

1) Roseville rental home, Roseville/ Placer California United States- 95747, Rental home, Real Estate, this is a rental property that I own, I am a home owner and renting my house to a family member, start date- 8/1/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-20
  • S66 Uniform Combined State Law Examination
    2011-04-20
Other Names
  • Patricia Dawn Dawes
  • Patricia D Hawkins
  • Patricia Hawkins
  • Patricia D Hawkins

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Roseville, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor