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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-04-20 |
Branch Locations
601 Poydras St., New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Whitney Bank | New Orleans | LA | 09/2011 | 04/2026 |
| Hancock Whitney Investment Services, Inc. | New Orleans | LA | 10/2019 | 08/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2022 | 04/2026 |
| Cetera Investment Advisers Llc | New Orleans | LA | 08/2022 | 04/2026 |
| Lpl Financial Llc | New Orleans | LA | 04/2026 | Present |
| First Horizon Bank | New Orleans | LA | 04/2026 | Present |
1. 4/2026 - First Horizon Bank - Financial Institution Duty - INV REL - 100 Hour(s)/Month - 100 Hour(s) During Trading - New Orleans LA 70130 - OBA Start date: 04/06/2026 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Inv Rel - At Reported Business Location (s) - Start Date: 4/06/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-04 |
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