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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-12
  • NY RA
    APPROVED
    Since 2025-03-12

Branch Locations

11520 Jamaica Ave # 11418, Richmond Hill, NY 11418 • United States

3380 Fulton Street, Brooklyn, NY 11208 • United States

9059 Sutphin Blvd, Jamaica, NY 11435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Averne NY 09/2017 05/2019
Jpmorgan Chase Bank, N.A. Averne NY 05/2019 10/2019
Jpmorgan Chase Bank, N.A. Richmond Hill NY 10/2019 Present
J.P. Morgan Securities Llc Richmond Hill NY 10/2019 Present
Chartwells Dining Services Old Westbury NY 09/2014 05/2017
Adelphi University Old Westbury NY 01/2018 05/2019
Unemployed Queens Village NY 05/2017 09/2017
  • 09/2017 → 05/2019
    Jpmorgan Chase Bank, N.A.
    Averne, NY
  • 05/2019 → 10/2019
    Jpmorgan Chase Bank, N.A.
    Averne, NY
  • 10/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Richmond Hill, NY
  • 10/2019 → Present
    Richmond Hill, NY
  • 09/2014 → 05/2017
    Chartwells Dining Services
    Old Westbury, NY
  • 01/2018 → 05/2019
    Adelphi University
    Old Westbury, NY
  • 05/2017 → 09/2017
    Unemployed
    Queens Village, NY
Other Businesses

Entity Name: LATINO AMERICA UNIDA FOUNDATION INC Investment related: Yes "Address: 244 5th avenue c-140, NEW YORK NY 10001" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 06/09/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Overseeing finances & fundraising, approval of expenditures, prepare financial reports/sheets, making sure the foundation covers all expenses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-12
S63 Uniform Securities Agent State Law Examination 2020-01-03
  • S66 Uniform Combined State Law Examination
    2025-03-12
  • S63 Uniform Securities Agent State Law Examination
    2020-01-03

View on SEC IAPD

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