Roy Yehuda

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-03-31
NY	RA	APPROVED	2026-03-26
DC	RA	APPROVED	2026-03-24
FL	RA	APPROVED	2024-03-20
ME	RA	APPROVED	2024-03-11
CA	RA	APPROVED	2023-01-30

WA RA
APPROVED

Since 2026-03-31
NY RA
APPROVED

Since 2026-03-26
DC RA
APPROVED

Since 2026-03-24
FL RA
APPROVED

Since 2024-03-20
ME RA
APPROVED

Since 2024-03-11
CA RA
APPROVED

Since 2023-01-30

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

7 Hartford Street Ms: Ma-625, Framingham, MA 01701 • United States

74 Main Street Rte 9 Eastbound, Framingham, MA 01701 • United States

1126 Beacon Street Mailstop: Ma-643, Newton, MA 02461 • United States

305 Walnut Street Ms: Ma-674, Newtonville, MA 02460 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bulfinch Group	Needham	MA	11/2019	10/2022
Unemployed	N/A	MA	07/2019	10/2019
Emc (Dell Emc)	Hopkinton	MA	06/1999	06/2019
Guardian Life Insurance Company	Needham	MA	11/2019	11/2022
Park Avenue Securities	Needham	MA	11/2019	11/2022
Citizens Securities, Inc.	Newton	MA	11/2022	Present

11/2019 → 10/2022

Bulfinch Group

Needham, MA
07/2019 → 10/2019

Unemployed

N/A, MA
06/1999 → 06/2019

Emc (Dell Emc)

Hopkinton, MA
11/2019 → 11/2022

Guardian Life Insurance Company

Needham, MA
11/2019 → 11/2022

Park Avenue Securities

Needham, MA
11/2022 → Present

Citizens Securities, Inc.

Newton, MA

Previous Registrations

2020-09-29 → 2022-11-15

Park Avenue Securities Llc

Needham, MA

Other Businesses

1) Roy Yehuda-I have a POA for my wife Start date: 01/25/2020 Address: 14 Selwyn rd, Newton, MA 02461 0 Total hours per month Not Investment related No annual compensation

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-22

S66 Uniform Combined State Law Examination

2020-07-22

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD