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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-07 |
| SC | RA | APPROVED | 2024-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Navy Federal Credit Union | Vienna | VA | 12/2017 | 10/2019 |
| Eyecare Specialties Of Charleson | Charleston | SC | 02/2012 | 12/2018 |
| Navy Federal Financial Group, Llc | North Charleston | SC | 10/2019 | 08/2024 |
| Navy Federal Investment Services, Llc | North Charleston | SC | 10/2019 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Pleasant | SC | 09/2024 | Present |
I*3952282 Entity Type: N/A Name of OBA: Hanahan Highschool Booster Club and Credit One Stadium Address: Charleston, South Carolina, 29492 Investment Related: No Position, Title, Association: Employee Start Date: 03/28/2026 Number of Hours: 8, Monthly Number of Hours during trading: 4, Monthly Duties: I will be serving water, food, and alcoholic beverages, with 100% of tips and 10% of sales benefiting the Hanahan High School Booster Club. I will be serving water, food, and alcoholic beverages, with 100% of tips and 10% of sales benefiting the Hanahan High School Booster Club.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-16 |
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