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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-20 |
| CA | RA | APPROVED | 2021-07-30 |
| WI | RA | APPROVED | 2020-11-24 |
Branch Locations
1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mikuni | Roseville | CA | 01/2015 | 06/2019 |
| Mikuni | Roseville | CA | 06/2017 | 09/2017 |
| Baird | Milwaukee | WI | 10/2019 | Present |
| University Of California, Davis | Davis | CA | 08/2015 | 06/2019 |
| Unemployed | Roseville | CA | 06/2019 | 10/2019 |
Name/Address: Mikuni Japanese Restaurant and Sushi Bar 5012 Luce Ave # 100 McClellan Park CA 95652 Start Date: 6/1/2013 Hours Spent: 10+ hours/month Hours Spent During Trading: Zero Role/Responsibility: Employee/Hospitality Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-23 |
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