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Dara J Moon

Morgan Stanley

New Haven, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-14
CT RA APPROVED 2025-01-10
  • TX RA
    APPROVED
    Since 2025-02-14
  • CT RA
    APPROVED
    Since 2025-01-10

Branch Locations

545 Long Wharf Drive 7Th Floor, New Haven, CT 06511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ridgefield CT 10/2019 03/2022
University Of Connecticut Storrs CT 08/2013 05/2017
University Of Connecticut Dining Services Storrs CT 10/2013 05/2017
Bank Of America Danielson CT 05/2017 09/2018
Bank Of America Mansfield CT 09/2018 10/2019
Morgan Stanley New Haven CT 12/2022 Present
Raymond James New Haven CT 03/2022 12/2022
  • 10/2019 → 03/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Ridgefield, CT
  • 08/2013 → 05/2017
    University Of Connecticut
    Storrs, CT
  • 10/2013 → 05/2017
    University Of Connecticut Dining Services
    Storrs, CT
  • 05/2017 → 09/2018
    Bank Of America
    Danielson, CT
  • 09/2018 → 10/2019
    Bank Of America
    Mansfield, CT
  • 12/2022 → Present
    Morgan Stanley
    New Haven, CT
  • 03/2022 → 12/2022
    Raymond James
    New Haven, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-10
  • S66 Uniform Combined State Law Examination
    2025-01-10
Other Names
  • Dara Moon
  • Dara Joy Moon

View on SEC IAPD

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DAVID LEWIS KING
Wiktor Wozniak

Other Offices

KREITLER FINANCIAL LLC · NEW HAVEN, CT
UBS FINANCIAL SERVICES INC. · NEW HAVEN, CT
STRATEGIC ADVISERS LLC · NEW HAVEN, CT
WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
LPL FINANCIAL LLC · NEW HAVEN, CT
RAYMOND JAMES & ASSOCIATES, INC. · NEW HAVEN, CT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEW HAVEN, CT

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