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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-04
CA RA APPROVED 2016-10-18
  • TX RA
    APPROVED_RES
    Since 2017-01-04
  • CA RA
    APPROVED
    Since 2016-10-18

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mesa AZ 09/2016 Present
Unemployed Queen Creek AZ 07/2016 09/2016
Bank Of America, N.A. Mesa AZ 10/2016 Present
Other Businesses

I*102972 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Villages at Queen Creek HOA Investment related: N Address of business: Queen Creek, Arizona 85142 Nature of business: Corporation, Position, title, association: Committee Member, Start date of relationship: 3/9/2017 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will be joining the finance committee of the HOA. This is not a board or director position. There is a board member and other committee members with financial experience. I will only be providing recommendations and have no decision making authority I* 1805287 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: no Address of business: Casa Grande, AZ, 85122 Nature of business: Position, title, association: Co-owner with other family members Start date of relationship: 02/15/2023 Number of hours devoted: 1 monthly Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-14
S63 Uniform Securities Agent State Law Examination 2005-06-09
  • S66 Uniform Combined State Law Examination
    2016-10-14
  • S63 Uniform Securities Agent State Law Examination
    2005-06-09
Other Names
  • Robert Shawn Decaro

View on SEC IAPD

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