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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-15
  • TX RA
    APPROVED
    Since 2020-12-15

Branch Locations

3100 E Southlake Blvd, Southlake, TX 76092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bedford TX 10/2019 Present
The Cellular Connection Smithfield RI 06/2016 12/2016
Advanced Communications Providence RI 01/2017 05/2017
Advanced Digital Wirless Cranston RI 05/2017 06/2019
Unemployed Providence RI 06/2019 10/2019
Bank Of America, N.A. Bedford TX 08/2021 Present
  • 10/2019 → Present
    Bedford, TX
  • 06/2016 → 12/2016
    The Cellular Connection
    Smithfield, RI
  • 01/2017 → 05/2017
    Advanced Communications
    Providence, RI
  • 05/2017 → 06/2019
    Advanced Digital Wirless
    Cranston, RI
  • 06/2019 → 10/2019
    Unemployed
    Providence, RI
  • 08/2021 → Present
    Bank Of America, N.A.
    Bedford, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
  • S66 Uniform Combined State Law Examination
    2020-11-30

View on SEC IAPD

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