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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-27 |
| CO | RA | APPROVED | 2025-07-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 01/2021 | 01/2023 |
| King Soopers | Louisville | CO | 04/2020 | 11/2020 |
| Northwestern Mutual | Denver | CO | 11/2019 | 02/2020 |
| Quintess | Broomfield | CO | 02/2019 | 09/2019 |
| Y.M.C.A | Lafayette | CO | 06/2013 | 03/2019 |
| University Of Colorado | Boulder | CO | 08/2017 | 05/2020 |
| University Of Arkansas | Fayetteville | AR | 08/2016 | 05/2017 |
| E*Trade Capital Management, Llc | Sandy | UT | 09/2022 | 01/2023 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 01/2023 | 06/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Arvada | CO | 06/2025 | Present |
| Bank Of America, N.A. | Arvada | CO | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-08-03 |
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