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Travis Lee Barker

Edward Jones

Paradise, CA

CRD 7186142

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-07
CA RA APPROVED 2020-02-25
  • TX RA
    APPROVED
    Since 2020-05-07
  • CA RA
    APPROVED
    Since 2020-02-25

Branch Locations

6311 Skyway, Paradise, CA 95969 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2019 Present
Tri Counties Bank Paradise CA 04/2007 10/2019
  • 10/2019 → Present
    St Louis, MO
  • 04/2007 → 10/2019
    Tri Counties Bank
    Paradise, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-23
  • S66 Uniform Combined State Law Examination
    2020-02-23

View on SEC IAPD

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