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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-01-12 |
| TX | RA | APPROVED | 2026-01-12 |
Branch Locations
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
165 North Meramec Ave. Ste. 430, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pinnacle Entertainment | St Charles | MO | 06/2012 | 10/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2019 | 01/2026 |
| Northwestern Mutual Investment Services Llc | Chesterfield | MO | 11/2019 | 01/2026 |
| Boyd Gaming | Las Vegas | NV | 10/2018 | 11/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2020 | 01/2026 |
| Mutual Advisors, Llc. | Casper | WY | 01/2026 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 01/2026 | Present |
1. Kemper Financial, LLC., Start Date: 06/2020, 2624 S 11th St., Saint Louis, MO 63118, LLC - S Corp, Pass through entity for Advisory Fees for Tax Purposes, Owner, Pass through entity for Advisory Fees for Tax Purposes, I do not have any duties in this role other than tracking income and expenses through quickbooks, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-01-17 |
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