Benjamin Augustus Loder

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → Present
  United Financial Services
  Liverpool, NY
• 03/2016 → 10/2019
  M&T Bank
  Syracuse, NY
• 10/2019 → 07/2025
  Cadaret Grant & Co., Inc.
  Liverpool, NY
• 07/2025 → Present
  Lpl Financial Llc
  Liverpool, NY

Previous Registrations

• 2019-12-10 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Liverpool, NY
  Syracuse, NY
  Syracuse, NY

Other Businesses

1. 07/10/2025- UNITED FINANCIAL SERVICES- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/01/2019- 160 Hours Per Month- 160 Hours During Trading 2. 07/10/2025- United Financial Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/01/2019- 160 Hours Per Month- 160 Hours During Trading 3. 07/10/2025 -United Wealth & Tax Services, Inc- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/01/2024- 160 Hours Per Month- 160 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2019-12-07