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Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-12-17
HI RA APPROVED 2025-07-22
LA RA APPROVED 2025-02-14
NY RA APPROVED 2025-02-12
AZ RA APPROVED 2024-10-01
TX RA APPROVED_RES 2024-06-26
MN RA APPROVED 2024-04-29
WA RA APPROVED 2023-11-01
OR RA APPROVED 2023-10-17
NV RA APPROVED 2023-06-27
CA RA APPROVED 2020-01-13
  • OH RA
    APPROVED
    Since 2025-12-17
  • HI RA
    APPROVED
    Since 2025-07-22
  • LA RA
    APPROVED
    Since 2025-02-14
  • NY RA
    APPROVED
    Since 2025-02-12
  • AZ RA
    APPROVED
    Since 2024-10-01
  • TX RA
    APPROVED_RES
    Since 2024-06-26
  • MN RA
    APPROVED
    Since 2024-04-29
  • WA RA
    APPROVED
    Since 2023-11-01
  • OR RA
    APPROVED
    Since 2023-10-17
  • NV RA
    APPROVED
    Since 2023-06-27
  • CA RA
    APPROVED
    Since 2020-01-13

Branch Locations

15301 Ventura Blvd Building B, Suite 410, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Move Inc. Santa Clara CA 05/2012 09/2019
Hilltop Securities Inc Dallas TX 09/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-13
  • S66 Uniform Combined State Law Examination
    2020-01-13

View on SEC IAPD

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