Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-06-29
  • SC RA
    APPROVED
    Since 2023-06-29

Branch Locations

337B East Saint John St, Spartanburg, SC 29302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colejenest And Stone Charlotte NC 04/2014 02/2017
Bohler Engineering Nc, Pllc Charlotte NC 03/2017 05/2018
Bloc Design Charlotte NC 05/2018 09/2019
Voya Financial Advisors Inc Spartanburg SC 10/2019 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2014 → 02/2017
    Colejenest And Stone
    Charlotte, NC
  • 03/2017 → 05/2018
    Bohler Engineering Nc, Pllc
    Charlotte, NC
  • 05/2018 → 09/2019
    Bloc Design
    Charlotte, NC
  • 10/2019 → 06/2021
    Spartanburg, SC
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 337B EAST SAINT JOHN ST; SPARTANBURG; SC; 29302; FIXED INSURANCE SALES; Independent Insurance Agent; 8/26/2020; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 2)NAME OF ENTITY:STEPHEN NOBLIN; Yes; 337B EAST SAINT JOHN ST; SPARTANBURG; SC; 29302; FINANCIAL SERVICES; REP ADMIN; 8/26/2020; 172; 172; ASSIST REP AND PROVIDE ADMIN DUTIES 3) NAME OF ENTITY:JORDAN NOBLIN- ARCHITECT; No; 355 RHAP0SODY LANE; BOILING SPRINGS; SC; 29316; LANDSCAPE; LICENSED LANDSCAPE ARCHITECT; 9/30/2019; 10; 0; LANDSCAPE DESIGN 4) NAME OF OTHER BUSINESS: THE NOBLIN COMPANY, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2026, POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-26
  • S66 Uniform Combined State Law Examination
    2020-08-26

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Spartanburg, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor