Chase Wilson Mauro

Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 04/2022
  Ubs Financial Services Inc.
  Bellingham, WA
• 06/2016 → 09/2019
  Muffy's International Kindergarten
  Beijing
• 04/2022 → Present
  Mariner Platform Solutions
  Bellingham, WA
• 04/2022 → Present
  Mauro Capital Management, Llc
  Bellingham, WA

Previous Registrations

• 2020-08-08 → 2022-05-03
  Ubs Financial Services Inc.
  Bellingham, WA

Other Businesses

1) 1. Mariner Platform Management d/b/a Mauro Capital Management 2. Investment related 3. Office of Employment Address 4. RIA 5. Financial Advisor 6. 04/2022 7. 160 hrs/mo 8. 160 hrs during trading 9. Financial Planning, advising, trading securities 10. Advisory Fees 2) 1. Fixed Insurance 2. Investment related 3. Office of Employment Address 4. Fixed / Traditional Insurance 5. Agent 6. 04/2022 7. 4 hrs/mo 8. 4 hrs during trading 9. Sales of Fixed / Traditional insurance products

Exams

• S66 Uniform Combined State Law Examination
  2020-08-08