Nicholas Ray Kaster

Current Employers

Employment History

• 08/2017 → 08/2019
  Eastern Michigan University
  Ypsilanti, MI
• 01/2013 → 12/2016
  Grand Valley State University
  Allendale, MI
• 05/2013 → 09/2019
  Racquet Club Of Ann Arbor
  Ann Arbor, MI
• 10/2019 → 10/2024
  Capstone Tax And Financial, Inc.
  Saline, MI
• 05/2020 → 09/2025
  Avantax Investment Services, Inc.
  Saline, MI
• 05/2020 → 09/2025
  Avantax Advisory Services
  Saline, MI
• 05/2012 → Present
  Racquet Club Of Ann Arbor
  Ann Arbor, MI
• 01/2024 → 10/2024
  Avantax Planning Partners, Inc.
  Saline, MI
• 10/2024 → Present
  Dempsy & Dempsy, P.C.
  Adrian, MI
• 10/2024 → 10/2024
  Dempsy & Dempsy, P.C.
  Adrian, MI
• 10/2024 → 10/2024
  Dempsy & Dempsy, P.C.
  Adrian, MI
• 10/2024 → 10/2024
  Dempsy & Dempsy, P.C.
  Adrian, MI
• 10/2024 → Present
  Willis & Machnik Financial Services, Llc
  Jackson, MI
• 07/2022 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Jackson, MI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Jackson, MI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-11-16 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
  Saline, MI
  Jackson, MI
  Milan, MI
• 2024-01-05 → 2024-10-10
  Avantax Planning Partners, Inc.
  Dubuque, IA
  Saline, MI
  Jackson, MI
  Milan, MI

Other Businesses

1) Capstone Tax and Financial Inc~'NIR'~511 East Michigan Avenue~Saline~MI~48176~Accounting Services/Tax Preparation~Employee~10/2/2019~60hrs~40hrs~My duties are to input the collected data into our tax software. I am to ensure that all data that is suppose to be there, is there. I, then, review the tax return with the preparer and they finish the return 2) RACQUET CLUB OF ANN ARBOR POSITION: Consultant/ Facilities Manager NATURE: facilities manager INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2012 ADDRESS: 3010 Hickory Lane, Ann Arbor MI 48104 DESCRIPTION: My duties included hiring, scheduling, assigning tasks, general maintenance, fixing items and ensuring staff tasks were being completed. After I got hired in, I moved into more of a part time/consultant role. I only go in to help when needed. 3) RIVER POINTE CONDO ASSOCIATION POSITION: Board Member / Treasurer NATURE: board member and treasurer of the condo HOA will serve a 2 year term starting on January 1st. I am going to be responsible for the budgeting and bookkeeping for the association. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 511 E. Michigan Ave., Saline MI 48176 DESCRIPTION: Condo Association Bookkeeping-Collecting Payments and Paying Bills-Voting Member-Creating Annual Budgets-Hosting Monthly Board Meetings 4) DEMPSY & DEMPSY, P.C. POSITION: Tax Preparer NATURE: assist with customer service, assist with the preparation and filing of tax returns for clients during the tax season. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 14 START DATE: 10/01/2024 ADDRESS: 1881 W Maumee St, Adrian MI 49221, United States DESCRIPTION: I am being brought on to assist in the preparation, filing of tax returns during the tax season. Responsibilities include: Preparation of tax returns Entering Data Reviewing the tax returns for accuracy 5) WILLIS & MACHNIK FINANCIAL SERVICES, LLC POSITION: Financial Advisor NATURE: The service I will be providing to the clients include client communication, trade execution, portfolio rebalance execution, creation of financial plans, presentation of financial plans, presentation of current account performance, and presentation of proposed model changes. INVESTMENT RELATED: Yes NUMBER OF HOURS: 157 SECURITIES TRADING HOURS: 116 START DATE: 10/01/2024 ADDRESS: 408 W Michigan Ave, Jackson MI 49201, United States DESCRIPTION: My roles and responsibilities for Willis & Machnik Financial Services, LLC include: Client communication 6) DEMPSEY & DEMPSEY, P.C. POSITION: Tax Preparer NATURE: I am being brought on to assist with customer service, assist with the preparation and filing of tax returns for clients during the tax season. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 14 START DATE: 10/01/2024 ADDRESS: 1881 W Maumee St, Adrian MI 49221 DESCRIPTION: I am being brought on to assist in the preparation, filing of tax returns during the tax season. Responsibilities include: Preparation of tax returns; Entering Data; Reviewing the tax returns for accuracy; Reviewing the tax returns with the clients

Exams

• S66 Uniform Combined State Law Examination
  2020-11-16