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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-23
IL RA APPROVED 2025-10-08
  • TX RA
    APPROVED
    Since 2026-01-23
  • IL RA
    APPROVED
    Since 2025-10-08

Branch Locations

120 E Wesley St, Floors 2 & 3, Wheaton, IL 60187 • United States

10 S Dearborn St, Floor 12, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Elgin IL 08/2022 06/2025
Northwestern Mutual Investment Services Llc Elgin IL 08/2022 06/2025
Express/Phoenix Retail Schaumburg IL 11/2015 09/2016
Jp Morgan Chase Bank Hoffman Estates IL 09/2016 07/2022
Northwestern Mutual Wealth Management Company Elgin IL 08/2022 06/2025
J.P. Morgan Securities Llc Wheaton IL 08/2025 Present
Jpmorgan Chase Bank, N.A. Wheaton IL 08/2025 Present
Boxwood Home Design And Cabinetry West Dundee IL 06/2025 07/2026
  • 08/2022 → 06/2025
    Northwestern Mutual Life Insurance Company
    Elgin, IL
  • 08/2022 → 06/2025
    Northwestern Mutual Investment Services Llc
    Elgin, IL
  • 11/2015 → 09/2016
    Express/Phoenix Retail
    Schaumburg, IL
  • 09/2016 → 07/2022
    Jp Morgan Chase Bank
    Hoffman Estates, IL
  • 08/2022 → 06/2025
    Northwestern Mutual Wealth Management Company
    Elgin, IL
  • 08/2025 → Present
    Wheaton, IL
  • 08/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Wheaton, IL
  • 06/2025 → 07/2026
    Boxwood Home Design And Cabinetry
    West Dundee, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-08
S63 Uniform Securities Agent State Law Examination 2019-12-06
  • S66 Uniform Combined State Law Examination
    2025-10-08
  • S63 Uniform Securities Agent State Law Examination
    2019-12-06
Other Names
  • Saroshah Salam

View on SEC IAPD

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