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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-24 |
| WA | RA | APPROVED | 2024-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Seattle | WA | 10/2019 | 11/2021 |
| Hsbc Securities (Usa) Inc. | Seattle | WA | 10/2019 | 11/2021 |
| Boiling Point Inc | Seattle | WA | 06/2016 | 02/2017 |
| University Of Washington | Tacoma | WA | 06/2017 | 06/2019 |
| Kate Spade New York | Auburn | WA | 06/2018 | 12/2019 |
| University Of Washington | Tacoma | WA | 09/2015 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kirkland | WA | 11/2021 | 07/2024 |
| Bank Of America, N.A. | Kirkland | WA | 11/2021 | 07/2024 |
| Tapestry, Inc | Auburn | WA | 06/2018 | 12/2019 |
| J.P. Morgan Securities Llc | Bothell | WA | 07/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Bothell | WA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-01 |
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