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Brandon Bergeron

Cetera Investment Advisers LLC

New Orleans, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-05-27
  • LA RA
    APPROVED
    Since 2026-05-27

Branch Locations

701 Poydras Street, New Orleans, LA 70139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 05/2026 Present
Cetera Investment Advisers Llc New Orleans LA 05/2026 Present
Hancock Whitney Bank New Orleans LA 05/2026 Present
Ae Wealth Management, Llc Topeka KS 10/2019 05/2022
Gregory Ricks & Associates Metairie LA 01/2019 05/2022
First American Bank Vacherie LA 09/2018 12/2018
Gnc Thibodaux LA 10/2016 09/2018
Nicholls State University Thibodaux LA 08/2013 12/2018
Crescent Sterling, Ltd. Metairie LA 06/2022 07/2023
Wealthview Capital, Llc New Orleans LA 08/2023 01/2025
Cookson Peirce & Co., Inc. Pittsburgh PA 02/2025 09/2025
Ameriprise Financial Services Llc New Orleans LA 09/2025 05/2026
  • 05/2026 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 05/2026 → Present
    Cetera Investment Advisers Llc
    New Orleans, LA
  • 05/2026 → Present
    Hancock Whitney Bank
    New Orleans, LA
  • 10/2019 → 05/2022
    Ae Wealth Management, Llc
    Topeka, KS
  • 01/2019 → 05/2022
    Gregory Ricks & Associates
    Metairie, LA
  • 09/2018 → 12/2018
    First American Bank
    Vacherie, LA
  • 10/2016 → 09/2018
    Gnc
    Thibodaux, LA
  • 08/2013 → 12/2018
    Nicholls State University
    Thibodaux, LA
  • 06/2022 → 07/2023
    Crescent Sterling, Ltd.
    Metairie, LA
  • 08/2023 → 01/2025
    Wealthview Capital, Llc
    New Orleans, LA
  • 02/2025 → 09/2025
    Cookson Peirce & Co., Inc.
    Pittsburgh, PA
  • 09/2025 → 05/2026
    Ameriprise Financial Services Llc
    New Orleans, LA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-10-24
S65 Uniform Investment Adviser Law Examination 2019-09-25
  • S63 Uniform Securities Agent State Law Examination
    2025-10-24
  • S65 Uniform Investment Adviser Law Examination
    2019-09-25
Designations
Other Names
  • Brandon Allen Bergeron
  • Brandon A Bergeron
  • Brandon Bergeron

View on SEC IAPD

Other Firms

MONTZ HARCUS WEALTH MANAGEMENT
BEACON POINTE ADVISORS, LLC
EDWARD JONES
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
ARKADIOS WEALTH ADVISORS
ADG WEALTH MANAGEMENT GROUP, LLC

Other Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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