David Russo

Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2022-05-23

CT RA
APPROVED

Since 2022-05-23

Branch Locations

West Haven, CT • United States

55 Merritt Blvd. Ste 220, Trumbull, CT 06611 • United States

30 Braintree Hill Office Park Ste 106, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha Investor Services	Trumbull	CT	09/2019	Present
Mutual Of Omaha	Trumbull	CT	10/2014	Present

09/2019 → Present

Mutual Of Omaha Investor Services

Trumbull, CT
10/2014 → Present

Mutual Of Omaha

Trumbull, CT

Other Businesses

Insurance Agent - Start Date: 10/2014 - Non-investment Related - Insurance lines of business: Life, Accident & Health, Property, Casualty, Credit, Personal Lines, Travel and Annuities - Hours/per week during trading hours: 40 The Arbor Advisors LLC - Start Date 4/21/2026 for tax and marketing purposes.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-23
S63	Uniform Securities Agent State Law Examination	2020-02-24

S66 Uniform Combined State Law Examination

2022-05-23
S63 Uniform Securities Agent State Law Examination

2020-02-24

View on SEC IAPD