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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-26
  • TX RA
    APPROVED
    Since 2024-01-26

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

201 S Egret Bay Blvd Ste 100, League City, TX 77573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Edinburg TX 06/2018 01/2024
Wells Fargo Clearing Services, Llc Edinburg TX 09/2019 01/2024
Inter National Bank Mcallen TX 04/2014 06/2018
South Texas College Weslaco TX 01/2017 12/2017
Frost Bank League City TX 01/2024 Present
  • 06/2018 → 01/2024
    Wells Fargo Bank, Na
    Edinburg, TX
  • 09/2019 → 01/2024
    Edinburg, TX
  • 04/2014 → 06/2018
    Inter National Bank
    Mcallen, TX
  • 01/2017 → 12/2017
    South Texas College
    Weslaco, TX
  • 01/2024 → Present
    Frost Bank
    League City, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-05
S63 Uniform Securities Agent State Law Examination 2020-01-24
  • S66 Uniform Combined State Law Examination
    2022-07-05
  • S63 Uniform Securities Agent State Law Examination
    2020-01-24
Other Names
  • Juan Lopez

View on SEC IAPD

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