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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-04-30
  • NH RA
    APPROVED
    Since 2025-04-30

Branch Locations

140 Kendrick Street Suite C310, Needham, MA 02494 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network/Boston Wealth Strategies Waltham MA 09/2019 03/2025
The Black Cat Hyannis MA 05/2018 09/2019
Saint Anselm College Manchester NH 09/2015 05/2019
The Black Cat Hyannis MA 06/2018 09/2018
New Silver Beach Association Falmouth MA 06/2017 09/2017
New Silver Beach Association Falmouth MA 05/2016 08/2017
Mml Investors Services, Llc Needham MA 04/2025 Present
Massmutual Life Insurance Co Needham MA 04/2025 Present
  • 09/2019 → 03/2025
    Commonwealth Financial Network/Boston Wealth Strategies
    Waltham, MA
  • 05/2018 → 09/2019
    The Black Cat
    Hyannis, MA
  • 09/2015 → 05/2019
    Saint Anselm College
    Manchester, NH
  • 06/2018 → 09/2018
    The Black Cat
    Hyannis, MA
  • 06/2017 → 09/2017
    New Silver Beach Association
    Falmouth, MA
  • 05/2016 → 08/2017
    New Silver Beach Association
    Falmouth, MA
  • 04/2025 → Present
    Needham, MA
  • 04/2025 → Present
    Massmutual Life Insurance Co
    Needham, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-17
  • S66 Uniform Combined State Law Examination
    2024-06-17

View on SEC IAPD

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