Philip T Devargas

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2020-10-30
TX	RA	APPROVED	2020-10-30

CO RA
APPROVED

Since 2020-10-30
TX RA
APPROVED

Since 2020-10-30

Branch Locations

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Greenwood Village	CO	01/2011	07/2018
Park Avenue Securities	Greenwood Village	CO	02/2011	07/2018
Lpl Financial, Llc	Parker	CO	07/2018	Present

01/2011 → 07/2018

Guardian Life Insurance Company

Greenwood Village, CO
02/2011 → 07/2018

Park Avenue Securities

Greenwood Village, CO
07/2018 → Present

Lpl Financial, Llc

Parker, CO

Other Businesses

1)07/26/2018 - DBA for LPL Business (entity for LPL business) - Devargas Wealth Strategies, LLC - 80% - INVESTMENET RELATED - PARKER, CO 80134 2) 11/9/2018 - DeVargas Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/29/2018 - 2 Hours Per Month/1 Hour During Securities Trading - Fixed Life, LTC and DI.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-29
S63	Uniform Securities Agent State Law Examination	2005-08-19

S66 Uniform Combined State Law Examination

2020-10-29
S63 Uniform Securities Agent State Law Examination

2005-08-19

Other Names

Phil Devargas
Philip Ted Devargas

View on SEC IAPD