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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-01-04
TX RA APPROVED 2021-12-15
  • UT RA
    APPROVED
    Since 2022-01-04
  • TX RA
    APPROVED
    Since 2021-12-15

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1100 E 6600 S, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Salt Lake City UT 09/2019 Present
Everfast Inc. Murray UT 01/2003 09/2019
Other Businesses

I*: 2051298 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Salt Lake City, Utah Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 9/2024 Number of Hours: 0 Number of Hours during trading: 0 Duties:. I*706239, Entity Type: Entity For Profit, Name of OBA: Sunflower Studio, Address: Taylorsville, Utah 84123, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 02/07/2022, No Hours: 1, No Hours during trading: 0, Duties: Sunflower Studio is a community yoga studio. I will be helping as a part time Yoga instructor. 1 hour per week.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-22
  • S66 Uniform Combined State Law Examination
    2021-11-22
Other Names
  • Mary Anna Keeme

View on SEC IAPD

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