Nicolas Adam Chaput

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 11/2016
  Compass Financial Advisors
  Ft. Wayne, IN
• 11/2016 → 12/2018
  Korhorn Financial Group, Inc.
  Granger, IN
• 11/2016 → 12/2018
  Kfg Wealth Management, Llc
  Granger, IN
• 12/2016 → 12/2018
  Silver Oak Securities Inc
  Jackson, TN
• 03/2017 → 12/2018
  Silver Oak Securities Inc
  Jackson, TN
• 01/2019 → 04/2019
  Unemployed
  Granger, IN
• 04/2019 → 08/2024
  Lpl Financial Llc
  Granger, IN
• 08/2024 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2019-04-08 → 2024-08-14
  Lpl Financial Llc
  Granger, IN
  Fort Mill, SC
• 2016-12-01 → 2019-02-13
  Korhorn Financial Group
  Granger, IN
• 2014-07-22 → 2016-11-10
  Compass Financial Advisors Llc
  Fort Wayne, IN

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 08/2024

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-06-16
• S65 Uniform Investment Adviser Law Examination
  2014-07-22

Other Names

• Nicolas Chaput
• Nic Chaput
• Nicolas Adam Chaput
• Nicolas A Chaput