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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-22 |
| FL | RA | APPROVED | 2021-12-09 |
Branch Locations
3109 W Martin Luther King Boulevard Suite 600, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Atlantic University | Boca Raton | FL | 08/2016 | 12/2016 |
| University Of Tampa | Tampa | FL | 08/2015 | 05/2019 |
| Pretty Instant Inc | Boston | MA | 11/2014 | 12/2016 |
| Hatrick's Tavern | Tampa | FL | 08/2015 | 08/2018 |
| Barrett's Ale House | Bridgewater | MA | 06/2016 | 08/2017 |
| J Alexander's | Boca Raton | FL | 08/2016 | 10/2016 |
| Deck 84 | Delray Beach | FL | 10/2016 | 12/2016 |
| The Local Draught House | Tampa | FL | 03/2019 | 05/2019 |
| Michelle And Group | Tampa | FL | 03/2019 | 01/2020 |
| Spunky Spirits | Tampa | FL | 06/2019 | Present |
| Brickhouse Tavern | Tampa | FL | 07/2019 | 09/2019 |
| Axa Advisors | Tampa | FL | 10/2019 | 06/2020 |
| Equitable Holdings, Llc | Tampa | FL | 08/2019 | 07/2020 |
| Fisher Investments | Tampa | FL | 03/2021 | Present |
| The Patio | Tampa | FL | 01/2018 | Present |
| Reece Builders | St Petersburg | FL | 07/2020 | 03/2021 |
the name of the other business; SPUNKY SPIRITS whether the business is investment-related; NO the address of the other business; TAMPA, FL the nature of the other business; RESTAURANT your position; BARTNDER the start date of your relationship; JUNE 2019 the approximate number of hours/month you devote to the other business; 40 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; TENDING BAR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-18 |
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