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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2023-09-13 |
Branch Locations
Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Llc | Hato Rey | PR | 09/2019 | 10/2021 |
| Mass Mutual | Hato Rey | PR | 12/2018 | 10/2021 |
| Interamerican University | Cupey | PR | 01/2014 | 01/2018 |
| Mirta Ortiz Ortega Cpa & Associates | Hato Rey | PR | 01/2018 | 11/2018 |
| Jrc Tax & Accounting | Bayamon | PR | 01/2017 | 04/2017 |
| Cetera Advisor Networks | El Segundo | CA | 10/2021 | 11/2022 |
| Financial Wellness | San Juan | PR | 10/2021 | 11/2022 |
| Massmutual Life Insurance Company | San Juan | PR | 12/2022 | Present |
| Mml Investors Services, Llc | San Juan | PR | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-19 |
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