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Alejandro Manuel Sepulveda Goss

Mml Investors Services, LLC

San Juan, PR

CRD 7183811

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2023-09-13
  • PR RA
    APPROVED
    Since 2023-09-13

Branch Locations

Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Hato Rey PR 09/2019 10/2021
Mass Mutual Hato Rey PR 12/2018 10/2021
Interamerican University Cupey PR 01/2014 01/2018
Mirta Ortiz Ortega Cpa & Associates Hato Rey PR 01/2018 11/2018
Jrc Tax & Accounting Bayamon PR 01/2017 04/2017
Cetera Advisor Networks El Segundo CA 10/2021 11/2022
Financial Wellness San Juan PR 10/2021 11/2022
Massmutual Life Insurance Company San Juan PR 12/2022 Present
Mml Investors Services, Llc San Juan PR 12/2022 Present
  • 09/2019 → 10/2021
    Hato Rey, PR
  • 12/2018 → 10/2021
    Mass Mutual
    Hato Rey, PR
  • 01/2014 → 01/2018
    Interamerican University
    Cupey, PR
  • 01/2018 → 11/2018
    Mirta Ortiz Ortega Cpa & Associates
    Hato Rey, PR
  • 01/2017 → 04/2017
    Jrc Tax & Accounting
    Bayamon, PR
  • 10/2021 → 11/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 10/2021 → 11/2022
    Financial Wellness
    San Juan, PR
  • 12/2022 → Present
    Massmutual Life Insurance Company
    San Juan, PR
  • 12/2022 → Present
    San Juan, PR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-19
  • S66 Uniform Combined State Law Examination
    2023-08-19
Other Names
  • Alejandro Sepulveda
  • Alejandro Manuel Sepulveda-Goss
  • Alejandro Sepulveda Goss

View on SEC IAPD

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