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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jls Management Llc | Paducah | KY | 06/2026 | Present |
| M Dean Owen, Cpa, Psc | Paducah | KY | 11/2022 | 06/2026 |
| Forbes Financial Group | Paducah | KY | 07/2022 | 12/2022 |
| Drury Hotels Company | Paducah | KY | 06/2022 | 12/2022 |
| Dylan Street Cinema/Photo | Paducah | KY | 01/2022 | 05/2022 |
| Street Slingshot Rentals | Paducah | KY | 06/2021 | 01/2022 |
| Jennings & Associates Financial Advisors | Paducah | KY | 09/2019 | 12/2022 |
| Health Care Services Group | Paducah | KY | 03/2019 | 09/2019 |
| Mchugh Hospitality | Paducah | KY | 01/2017 | 08/2020 |
| Caesar's Entertainment | Metropolis | IL | 10/2013 | 12/2016 |
| Avantax Investment Services Inc. | Paducah | KY | 01/2023 | 09/2025 |
| Avantax Advisory Services | Paducah | KY | 05/2023 | 09/2025 |
| West Kentucky Technical And Community College | Paducah | KY | 02/2025 | Present |
| Cetera Wealth Services, Llc | Paducah | KY | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Jls Tax & Wealth Advisors Llc | Paducah | KY | 05/2026 | Present |
1) WEST KENTUCKY TECHNICAL AND COMMUNITY COLLEGE POSITION: Educator NATURE: As part of West Kentucky Community and Technical College's Community Education Program, I will give presentations meant to educate individuals on financial planning basics. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/18/2025 ADDRESS: 4810 Alben Barkley Dr, Paducah KY 42001, United States DESCRIPTION: As part of West Kentucky Community and Technical College's Community Education Program, I will give presentations meant to educate individuals on financial planning basics. 2) NAME OF OTHER BUSINESS: JLS TAX & WEALTH ADVISORS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: JLS MANAGEMENT LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 4/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-22 |
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