Inactive

Xianzhong Zhu

Five Stone Capital, LLC

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Current Employers

Five Stone Capital, Llc

Fremont, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-11

CA RA
APPROVED

Since 2025-09-11

Branch Locations

Fremont, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Centaurus Finanical, Inc.	Anaheim	CA	07/2016	12/2018
Ni Advisors Inc	Milpitas	CA	12/2018	02/2021
Five Stone Capital Llc	Fremont	CA	02/2021	Present

07/2016 → 12/2018

Centaurus Finanical, Inc.

Anaheim, CA
12/2018 → 02/2021

Ni Advisors Inc

Milpitas, CA
02/2021 → Present

Five Stone Capital Llc

Fremont, CA

Previous Registrations

2018-12-11 → 2021-02-10

Ni Advisors

Milpitas, CA

Milpitas, CA
2016-07-27 → 2018-12-18

Centaurus Financial, Inc.

San Jose, CA

Fremont, CA
2015-10-27 → 2016-07-20

Cetera Investment Advisers Llc

San Jose, CA
2014-04-08 → 2015-11-13

J P Turner & Company Capital Management, Llc

San Jose, CA
2013-07-02 → 2014-04-17

Principal Securities, Inc.

San Jose, CA
2005-08-03 → 2013-01-31

Five Stone Capital, Llc

Fremont, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-03-14
S65	Uniform Investment Adviser Law Examination	2005-05-19

S63 Uniform Securities Agent State Law Examination

2013-03-14
S65 Uniform Investment Adviser Law Examination

2005-05-19

Other Names

Steve Zhu

View on SEC IAPD

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