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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-11
  • AZ RA
    APPROVED
    Since 2025-09-11

Branch Locations

Phoenix, AZ • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-11-15
  • AZ RA
    APPROVED
    Since 2022-11-15

Branch Locations

Phoenix, AZ • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Akron OH 03/2018 05/2019
Huntington Bank Akron OH 06/2016 08/2017
Lazy Gator Akron OH 03/2013 08/2017
Unemployed Akron OH 05/2019 07/2019
Unemployed Akron OH 08/2017 03/2018
Pnc Investments Cleveland OH 07/2019 05/2021
Robinhood Financial, Llc Tempe AZ 06/2021 07/2022
Raymond James & Associates, Inc. Phoenix AZ 07/2022 Present
Raymond James Financial Services, Inc. Phoenix AZ 07/2022 Present
Raymond James Financial Services Advisors, Inc Phoenix AZ 09/2025 Present
  • 03/2018 → 05/2019
    Citizens Bank
    Akron, OH
  • 06/2016 → 08/2017
    Huntington Bank
    Akron, OH
  • 03/2013 → 08/2017
    Lazy Gator
    Akron, OH
  • 05/2019 → 07/2019
    Unemployed
    Akron, OH
  • 08/2017 → 03/2018
    Unemployed
    Akron, OH
  • 07/2019 → 05/2021
    Pnc Investments
    Cleveland, OH
  • 06/2021 → 07/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 07/2022 → Present
    Phoenix, AZ
  • 07/2022 → Present
    Raymond James Financial Services, Inc.
    Phoenix, AZ
  • 09/2025 → Present
    Phoenix, AZ
Other Businesses

(1)Name of Business: Address: 2009 n 23rd st, phoenix , AZ, 85006, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/26/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of rental property (2)Name of Business: Address: 2009 n 23rd st, phoenix , AZ, 85006, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/21/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-20
S63 Uniform Securities Agent State Law Examination 2020-06-28
  • S66 Uniform Combined State Law Examination
    2022-10-20
  • S63 Uniform Securities Agent State Law Examination
    2020-06-28

View on SEC IAPD

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