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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-11-13 |
Branch Locations
1717 8Th Ave N, Humboldt, IA 50548 • United States
1725 1St Ave S, Fort Dodge, IA 50501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Fort Dodge | IA | 09/2019 | 11/2023 |
| Tropical Smoothie Cafe Fort Dodge | Fort Dodge | IA | 05/2020 | 06/2020 |
| Woodruff Construction | Fort Dodge | IA | 06/2017 | 05/2020 |
| Le-Vel | Fort Dodge | IA | 03/2014 | 07/2020 |
| Express Logistics | Waukee | IA | 12/2014 | 06/2017 |
| Petersen Financial Lllc Planning | Fort Dodge | IA | 09/2019 | 11/2023 |
| Central Financial Group | Fort Dodge | IA | 02/2019 | 03/2023 |
| Lpl Financial Llc | Fort Dodge | IA | 11/2023 | Present |
1) 11/13/2023 - Full Swing Financial Planning LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date:11/13/2023 - 180hrs/month - 100% time spent 2) 11/13/2023- Non-Variable Insurance - Inv. Related - Fort Dodge, IA - Agent Selling Insurance- Start Date 02/15/2020 - 10hrs/month - 10% time spent 3) 05/15/2025 - Producers Choice Network - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 03/01/2025 - 2 Hrs/Mth - 1 Hrs During Trading. 4) 06/23/2025 - B.O.A Planning & Financial Strategies LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 07/01/2025 - 40 Hrs/Mth - 40 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-04 |
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