Baileigh Je'NAe Ashbrook

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 11/2023
  Royal Alliance
  Fort Dodge, IA
• 05/2020 → 06/2020
  Tropical Smoothie Cafe Fort Dodge
  Fort Dodge, IA
• 06/2017 → 05/2020
  Woodruff Construction
  Fort Dodge, IA
• 03/2014 → 07/2020
  Le-Vel
  Fort Dodge, IA
• 12/2014 → 06/2017
  Express Logistics
  Waukee, IA
• 09/2019 → 11/2023
  Petersen Financial Lllc Planning
  Fort Dodge, IA
• 02/2019 → 03/2023
  Central Financial Group
  Fort Dodge, IA
• 11/2023 → Present
  Lpl Financial Llc
  Fort Dodge, IA

Previous Registrations

• 2021-01-26 → 2023-11-16
  Osaic Wealth, Inc.
  Fort Dodge, IA

Other Businesses

1) 11/13/2023 - Full Swing Financial Planning LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date:11/13/2023 - 180hrs/month - 100% time spent 2) 11/13/2023- Non-Variable Insurance - Inv. Related - Fort Dodge, IA - Agent Selling Insurance- Start Date 02/15/2020 - 10hrs/month - 10% time spent 3) 05/15/2025 - Producers Choice Network - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 03/01/2025 - 2 Hrs/Mth - 1 Hrs During Trading. 4) 06/23/2025 - B.O.A Planning & Financial Strategies LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 07/01/2025 - 40 Hrs/Mth - 40 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-01-22
• S63 Uniform Securities Agent State Law Examination
  2021-01-04

Other Names

• Baileigh O'BRien
• Baileigh Ashbrook