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Parth Patel

Rockefeller Financial LLC

Florham Park, NJ

Conshohocken, PA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-08-29
  • PA RA
    APPROVED
    Since 2022-08-29

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

One Tower Bridge, 100 Front Street Suite 1325, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs & Co Llc Washington D.C. DC 09/2019 03/2020
Fs Investments Philadelphia PA 09/2018 03/2019
Arkema Inc. King Of Prussia PA 09/2017 03/2018
Rockefeller Financial Llc Conshohocken PA 07/2021 Present
Drexel University Philadelphia PA 04/2018 08/2018
Drexel University Philadelphia PA 04/2019 08/2019
Drexel University Philadelphia PA 04/2020 06/2021
Drexel University Philadelphia PA 09/2016 06/2017
Unemployed Hatfield PA 07/2017 08/2017
  • 09/2019 → 03/2020
    Goldman Sachs & Co Llc
    Washington D.C., DC
  • 09/2018 → 03/2019
    Fs Investments
    Philadelphia, PA
  • 09/2017 → 03/2018
    Arkema Inc.
    King Of Prussia, PA
  • 07/2021 → Present
    Rockefeller Financial Llc
    Conshohocken, PA
  • 04/2018 → 08/2018
    Drexel University
    Philadelphia, PA
  • 04/2019 → 08/2019
    Drexel University
    Philadelphia, PA
  • 04/2020 → 06/2021
    Drexel University
    Philadelphia, PA
  • 09/2016 → 06/2017
    Drexel University
    Philadelphia, PA
  • 07/2017 → 08/2017
    Unemployed
    Hatfield, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-26
  • S66 Uniform Combined State Law Examination
    2022-08-26

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
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