Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-07-20
  • LA RA
    APPROVED
    Since 2023-07-20

Branch Locations

110 Veterans Memorial Blvd. Suite 400, Metairie, LA 70005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stancorp Equities, Inc. Mandeville LA 01/2005 11/2022
Stancorp Investment Advisers, Inc. Mandeville LA 06/2006 11/2022
Raymond James Financial Services, Inc. Metairie LA 07/2023 Present
Raymond James Financial Services Advisors, Inc. Metairie LA 07/2023 Present
Unemployed Metairie LA 11/2022 07/2023
Not Provided New Orleans LA 08/2014 Present
Previous Registrations
Other Businesses

(1)Name of Business: Charles Genois & Co., LLC/Impera Wealth Management LLC Address: 110 Veterans Mem Blvd, Metairie, LA, 70005-4901, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/05/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: New business prospecting and ongoing maintenance of existing customers (2)Name of Business: JDC Holdings LLC Address: 2861 Hyman Place, New Orleans, LA, 70131, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 03/16/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-28
  • S66 Uniform Combined State Law Examination
    2006-04-28
Other Names
  • Daniel Anthony Marshall, Iii

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Metairie, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor