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Ruben Gene Ramirez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cerritos, CA

La Mirada, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-15
CA RA APPROVED 2020-02-12
  • TX RA
    APPROVED
    Since 2020-04-15
  • CA RA
    APPROVED
    Since 2020-02-12

Branch Locations

12221 Artesia Blvd, Cerritos, CA 90703 • United States

12231 La Mirada Blvd, La Mirada, CA 90638 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 10/2010 Present
Bank Of America, N.A. Newport Beach CA 10/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-07
  • S66 Uniform Combined State Law Examination
    2020-02-07
Other Names
  • Ruben Ramirez

View on SEC IAPD

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