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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2021-08-31
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2021-08-31

Branch Locations

50 N Laura St, Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brooklyn NY 06/2018 Present
Bank Of America, N.A. Brooklyn NY 06/2018 Present
Santander Bank Brooklyn NY 04/2017 06/2018
Investors Bank Brooklyn NY 08/2014 04/2017
Other Businesses

I*1905273 Entity Type, Name of OBA: Rental Property 1 Address: JacksonvilleFlorida32257 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 07/01/2024 No Hours: 10 No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-10
  • S66 Uniform Combined State Law Examination
    2021-08-10

View on SEC IAPD

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