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Aaron Michael Bauer

Mercer Global Advisors Inc.

Appleton, WI

Denver, CO

CRD 7182890

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Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-11-01
  • WI RA
    APPROVED
    Since 2023-11-01

Branch Locations

Appleton, WI • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Winch Advisory Services, Llc Appleton WI 11/2014 07/2022
Mercer Global Advisors Inc. Appleton WI 08/2022 03/2024
Mercer Global Advisors Inc. Appleton WI 03/2024 03/2026
Mercer Global Advisors Inc. Appleton WI 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-24
  • S65 Uniform Investment Adviser Law Examination
    2020-01-24
Designations
  • Certified Financial Planner

View on SEC IAPD

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